Committees and Joint Arrangements
Chapter 27: Standards Advisory Committee
Section 27.1: Introduction
In accordance with the requirements of the Localism Act 2011 the Council has adopted a Code of Conduct for Members together with arrangements for dealing with any complaint of a breach of the Code including the appointment of an Independent Person. The Code of Conduct and the arrangements for dealing with any complaint of a breach of the Code are set out at Part C, Section 31 of this Constitution.
Standards Advisory Committee
In order to promote and maintain high standards of conduct, the Council at its Annual Meeting will establish a Standards Advisory Committee using its powers under section 102(4) of the Local Government Act 1972.
The Standards Advisory Committee shall have the power to create sub-committees in order to discharge its advisory role.
The Standards Advisory Committee’s composition shall be set out in its Terms of Reference. It includes Councillors and Independent Co-opted Members (but may not include the Mayor or more than one Cabinet Member).
The Standards Advisory Committee has a set of procedures which govern its arrangements. These are set out Part B Section 19 and the Supplementary Documents Pack Section S13.
Independent Persons
The Council has appointed two statutory Independent Persons to assist in dealing with complaints of alleged breach of the Code of Conduct for Members under section 28(7) of the Localism Act 2011. They are not co-opted member of the Standards Advisory Committee but may attend and observe any meeting of the Committee or a sub-committee established by it.
Section 27.2: Standards Advisory Committee Terms of Reference
Summary Description:
The Committee performs a number of functions to maintain high standards of conduct in public life, including promoting the Members’ Code of Conduct and considering potential breaches of the Code of Conduct.
The Committee may establish sub-committees to consider certain matters as set out in the table of functions below.
The Committee and any of its sub-committees may meet in private in accordance with relevant legislation as advised by the Monitoring Officer. Any meeting or part of a meeting that advises on whether or not a complaint should be referred for investigation or, following an investigation should proceed to hearing, shall be held in private and all papers relating to that consideration shall remain confidential.
Membership:
5 elected members of the Council (not including the Mayor or more than 1 Cabinet member) appointed by the Council in accordance with the requirements of political proportionality and each political group may appoint up to 3 substitutes.
Co-Opted Members:
Plus up to 5 independent co-opted members who are not Members or officers of the Council or any other relevant authority.
Co-opted members will be entitled to vote at meetings under the provisions of section 13(4)(e) of the Local Government and Housing Act 1989. The Standards Advisory Committee (SAC) shall be chaired by an independent co-opted member.
Independent co-opted members shall be appointed by full Council on the recommendation of the Monitoring Officer. The term of appointment shall be 4 years unless otherwise determined by Council or the co-optee does not continue to fulfil any required conditions as may be determined by Council from time to time. Co-opted members may serve as many terms of appointment as the Council considers appropriate.
Note - Independent Persons
The Council has appointed two statutory Independent Persons to assist in dealing with complaints of alleged breach of the Code of Conduct for Members under section 28(7) of the Localism Act 2011. They are not co-opted members of the SAC but may attend, speak and observe at any meeting of the Committee or a sub-committee established by it.
Table of Functions
Functions | Delegation of Functions |
|---|---|
1. Promoting and maintaining high standards of conduct by the Mayor, Members of the Council, co-opted members (including church and parent governor representatives) and where the Committee considers that there may be issues of concern recommending that the Monitoring Officer considers and reports on the issues raised. | None |
2. Advising the Council on the adoption or revision of the Code of Conduct for Members. | None |
3. Advising on local protocols for both Member and officer governance. | None |
4. To advise on allegations of Member breaches of the Protocols set out in the Constitution as may be referred to the Committee by the Monitoring Officer and to make recommendations with regard to such allegations as may be so referred. | None |
5. To monitor and advise the Council about the operation of the Code of Conduct for Members considering best practice and changes in the law. | None |
6. Advising, training or arranging to train the Mayor, councillors and co-opted members on matters relating to ethics and probity and the Code of Conduct. | None |
7. To receive periodic reports on the Council’s ethical governance arrangements, on whistle blowing arrangements and in relation to complaints. | None |
8. To monitor and review Member and officer procedures for registering interests and declaring gifts and hospitality. | None |
9. As requested by the Monitoring Officer, to establish a Dispensations Advisory Sub-Committee to advise on any applications for dispensations in relation to participation at a meeting by a member with a Disclosable Pecuniary Interest. The Sub-Committee shall comprise and the quorum for any meeting is two co-opted members and one elected member of the Standards Advisory Committee. | None |
10. To consider any reports from the Monitoring Officer on any matter relating to standards of conduct. | None |
11. To advise on other functions relating to the standards or conduct of members under any relevant statutory provision or otherwise. | None |
12. To report to the Council on the work of the Committee and any other matters as appropriate. | None |
13. If requested by the Monitoring Officer (for example in particularly complex cases), to establish a Casework Advisory Sub-Committee to advise the Monitoring Officer:-(a) whether or not any complaint of a breach of the Code of Conduct by the Mayor, a Councillor or a co-opted member should be referred for investigation; and/or(b) whether an independent investigator should be appointed; and(c) where a complaint has been subject to an investigation, to advise whether or not the complaint should proceed to hearing.The Casework Advisory Sub-Committee shall comprise and the quorum for any meeting is two co-opted members and one elected member of the Standards Advisory Committee. | None |
14. To receive regular reports from the Monitoring Officer on the numbers of complaints of breach of the Code received, the decisions taken by the Monitoring Officer (in consultation with the Independent Person) on such complaints and investigation outcomes where the investigation determines there was no evidence of a failure to comply with the Code or where the investigation outcome recommends a local resolution. | None |
15. To convene a Hearings Advisory Sub-Committee of 3 Members of the Standards Advisory Committee comprising 2 of the co-opted members and 1 elected member to consider any matter where an investigation finds evidence of a failure to comply with the Code and a local resolution is not possible or appropriate. | None |
16. To receive reports on compliance with any recommendation(s) made for sanctions to be applied in respect of any member. | None |
Quorum
A meeting of the Standards Advisory Committee shall only be quorate where at least three members of the Committee are present for its duration and such quorum must include at least one elected member and at least one independent co-opted member.
Part VA of the Local Government Act 1972 applies in relation to meetings of the Standards Advisory Committee or its Sub-Committees as it applies to meetings of the Council.
Attendance Requirements:
In the event that any Member of the Committee does not attend three or more consecutive meetings of the Committee, the Committee may draw the attention of the Council to such non-attendance and may recommend that the member concerned be replaced on the Committee. The Committee shall not do so without first giving the absent Member an opportunity to make representations (which may be made in writing) as to their non-attendance and any matters they wish the Committee to take into account.
Section 27.3: Hearings Advisory Sub-Committee Terms of Reference
Summary Description
The Sub-Committee shall consider complaints referred to it that the Mayor, an elected or co-opted Member of the Council may have failed to comply with the Council’s Code of Conduct for Members or local protocol where the complaint has been subject to an investigation arranged by the Monitoring Officer and shall make recommendations accordingly. The Sub-Committee shall decide at the outset of the meeting whether it is in the public interest that the meeting is held in a public or private session in accordance with relevant statutory guidance as advised by the Monitoring Officer.
Membership
Two co-opted members and one elected member of the Standards Advisory Committee.
Table of Functions
Functions | Delegation of Functions |
|---|---|
To make such recommendations to Council in respect of the matter as the Sub-Committee considers appropriate including: | None |
1. Reporting its recommendations to Council for information; | None |
2. Recommending to the Member’s Group Leader (or in the case of ungrouped members, recommend to Council or to Committees) removal from any or all Committees or Sub-Committees of the Council. | None |
3. Recommending to the Mayor removal from the Executive, or from particular Portfolio responsibilities. | None |
4. Recommending the Monitoring Officer arrange training for the Member. | None |
5. Recommending removal from outside appointments to which they have been appointed or nominated. | None |
6. Recommending withdrawing facilities provided to the Member by the Council, such as a computer, website and/or email and Internet access. | None |
7. Recommending excluding the Member from the Council’s offices or other premises, with the exception of meeting rooms as necessary for attending Council, Executive, Committee and Sub-Committee meetings. | None |
Recommending the Member to contact the Council via specified point(s) of contact. | None |
Quorum
A meeting of the Hearings Advisory Sub-Committee shall only be quorate where three members of the Sub-Committee are present for its duration and such quorum must include at least one elected member and at least two independent co-opted members.
Notes
Part VA of the Local Government Act 1972 applies in relation to meetings of the Standards Advisory Committee or its Sub-Committees as it applies to meetings of the Council.
The Independent Person, or if that person is unable to act a reserve Independent Person, shall have the right to attend all meetings of the Hearings Advisory Sub-Committee as an observer but may not vote or participate in the decision making.
The Sub-Committee, before making any recommendation(s), must have regard to any views of the Independent Person whether or not the Independent Person attends the meeting.
The Independent Person, or if that person is unable to act a reserve Independent Person, shall have the right to attend all meetings of the Hearings Advisory Sub-Committee as an observer but may not vote or participate in the decision making.
The Sub-Committee, before making any recommendation(s), must have regard to any views of the Independent Person whether or not the Independent Person attends the meeting.
Section 27.4: TO DELETE - Standards Advisory Committee Procedures
Subsection 27.4.1:
Composition
The Standards Advisory Committee shall be comprised of 5 Members of the Council (not including the Mayor or more than 1 Cabinet Member) and each political group may appoint up to 3 substitutes, appointed by the Council in accordance with the requirements of political proportionality; and up to 5 persons who are not Members or officers of the Council or any other relevant authority (i.e. Co-opted members).
The Co-opted member(s) will be entitled to vote at meetings under the provisions of section 13(4)(e) of the Local Government and Housing Act 1989. The Standards Advisory Committee shall be chaired by a Co-opted member.
The Committee shall establish Hearings and other Sub-Committees in accordance with its terms of reference and these procedures.
Subsection 27.4.2:
Appointment of Co-opted Members
A person may not be appointed as a Co-opted member of the Standards Advisory Committee or one of its sub-committees unless the appointment is approved by Full Council. The term of appointment shall be for 4 years unless otherwise determined by Council or the Co-optee does not continue to fulfil any required conditions as may be determined by the Authority from time to time. Co-opted members may serve as many terms of appointment as the Council considers appropriate.
Subsection 27.4.3:
Roles and Functions
The Standards Advisory Committee has the following roles:
If requested by the Monitoring Officer in accordance with their powers conferred in the Council’s Code of Conduct for Members (Constitution Section 31 Appendix C):
To advise the Monitoring Officer whether or not any complaint of a breach by the Mayor, a Councillor or a co-opted member of the Members Code of Conduct should be referred for investigation by the Monitoring Officer or an investigator appointed by the Monitoring Officer;
To advise the Monitoring Officer whether or not any complaint that has been subject to such investigation should proceed to hearing.
To discharge the duties in (a) or (b), the Monitoring Officer shall convene an Investigation and Disciplinary Sub-Committee of the Standards Advisory Committee, comprising at least 3 Members of the Standards Advisory Committee (comprising 2 of the co-opted members and 1 Councillor);
To receive regular quarterly reports from the Monitoring Officer on the numbers of complaints of the Code received, the decisions taken by the Monitoring Officer (in consultation with the Independent Person) on such complaints and investigation outcomes where the investigation determines there was no evidence of a failure to comply with the code or where the investigation outcome recommends a local resolution;
To convene a Hearings Sub-Committee of 3 Members of the Standards Advisory Committee comprising 2 of the co-opted members and 1Councillor to consider any matter where the investigation finds evidence of a failure to comply with the Code and a local resolution is not possible or appropriate;
To make such recommendations to Council in respect of the matter as the Hearings Sub-Committee considers appropriate as a result of any matter referred including;
Reporting its findings to Council for information;
Recommending to the member’s Group Leader (or in the case of ungrouped members, recommend to Council or to Committees) removal from any or all Committees or Sub-Committees of the Council;
Recommending to the Mayor removal from the Executive, or from particular Portfolio responsibilities;
Recommending the Monitoring Officer arrange training for the member;
Recommending removal from outside appointments to which they have been appointed or nominated;
Recommending withdrawing facilities provided to the member by the Council, such as a computer, website and/or email and Internet access;
Recommending excluding the member from the Council’s offices or other premises, with the exception of meeting rooms as necessary for attending Council, Executive Committee and Sub-Committee meetings;
Recommending the Member to contact the Council via specified point(s) of contact;
To convene a Hearings (Appeal) Sub-Committee of at least three different Members of the Standards Advisory Committee (comprising 2 of the co-opted members and 1 Councillor) to consider any appeal against a finding of, or sanction recommended by, the Hearings Sub-Committee;
To receive reports on compliance with any recommendation(s) made for sanctions to be applied in respect of any member;
Promoting and maintaining high standards of conduct by the Mayor, Members of the Council, co-opted members including church and parent governor representatives and where the Committee considers that there may be issues of concern recommending that the Monitoring Officer considers and reports on the issues raised;
Assisting the Mayor, Members of the Council, co-opted members including church and other faiths and parent governor representatives to observe the Council’s Code of Conduct for Members;
Advising the Council on the adoption or revision of the Code of Conduct for Members;
Monitoring the operation of the Code of Conduct for Members;
Advising, training or arranging to train the Mayor, Members of the Council and co-opted members including church and other faiths and parent governor representatives on matters relating to the Code of Conduct for Members;
To act as an advisory body in respect of any matters referred to the Standards Committee by the Local Strategic Partnership (LSP) or Community Forums in respect of probity issues arising out of the codes and protocols applicable to relevant members of the LSP and Community Forums as set out in the Community Forum handbook and as may be amended from time to time;
To advise on allegations of Member breaches of the Protocols set out in the constitution as may be referred to the Committee by the Monitoring Officer and to make recommendations with regard to such allegations as maybe so referred;
Advising on local protocols for both Officer and Member governance;
To monitor and review Member and Officer Procedures for registering interests and declaring gifts and hospitality;
To receive periodic reports on the Council’s Ethical Governance arrangements, on whistle blowing arrangements and complaints; and
As requested by the Monitoring Officer, to establish a Dispensations Sub-Committee to advise on any applications for dispensations in relation to participation at a meeting by a member with a Disclosable Pecuniary Interest.
Subsection 27.4.4:
Validity of Proceedings
A meeting of the Standards Advisory Committee or one of its sub-committees shall only be quorate where at least three members of the Committee or Sub-Committee are present for its duration and such quorum must include at least one councillor and at least one co-opted member.
Part VA of the Local Government Act 1972 applies in relation to meetings of the Standards Advisory Committee or its Sub-Committees as it applies to meetings of the Council.
Subsection 27.4.5:
Hearings Sub-Committee and Hearings (Appeal) Sub-Committee